Our client is a Singapore-based investment management firm focused on APAC equities, managing a diversified and high-volume portfolio across multiple sectors. Operating within a lean and high-performing team, they are seeking a hands-on individual to support both fund operations and compliance functions.
This role is ideal for candidates with operations or middle-office experience who are open to expanding into compliance responsibilities within a buy-side environment. Immediate or short notice candidates will be prioritised.
Job Description
This is a hybrid role combining fund operations and compliance support within a fast-paced investment environment. You will work closely with the investment team to ensure smooth day-to-day operations while supporting regulatory and risk-related processes.
The ideal candidate is detail-oriented, adaptable, and comfortable taking on multiple responsibilities in a lean team setup.
Key Responsibilities
Fund Operations & Trade Support (Core Focus)
• Support daily reconciliation of trades, positions, and cash balances
• Assist with trade lifecycle processes, including booking, settlement, and reporting
• Work closely with fund administrators, custodians, and Prime Brokers on operational matters
• Support NAV-related processes, fund flows, and reporting requirements
Risk Monitoring & Controls
• Monitor portfolio positions against internal limits (e.g. exposure, concentration, short positions)
• Assist in identifying and resolving discrepancies in daily operations
• Support internal controls and ensure proper documentation of processes
Compliance & Regulatory Support
• Assist in ensuring compliance with MAS regulations (SFA /AML / internal policies)
• Support onboarding processes, including basic KYC and due diligence checks
• Maintain proper documentation and records in line with regulatory requirements
• Assist with regulatory reporting, audits, and internal reviews
Legal & Documentation Support
• Support review and handling of fund-related documentation and agreements
• Liaise with internal stakeholders and external service providers where required
• Ensure documentation aligns with internal standards and regulatory expectations
Process Improvement & Ad Hoc Support
• Identify opportunities to improve workflows and reduce manual processes
• Support ad hoc tasks across operations and compliance functions
• Contribute to a flexible, team-based environment where responsibilities may evolve
Key Requirements
• 2 to 5 years of relevant experience in either:
- Fund operations / fund accounting / middle office, or
- Compliance within financial services (e.g. MAS / AML / KYC)
• Experience in at least one of the following areas:
- Reconciliation (cash, trades, positions)
- Fund operations / NAV processes
- Compliance, onboarding, or regulatory support
• Prior exposure to asset management, hedge funds, fund administration, or financial institutions is advantageous
• Basic familiarity with MAS regulations (SFA / AML) or financial market operations will be beneficial
• Comfortable working in a hands-on, multi-functional role, with exposure across both operations and compliance
• Strong attention to detail with good analytical and problem-solving skills
• Adaptable, proactive, and willing to take ownership beyond defined scope
• Proficiency in Excel is required
• Candidates who are available immediately or within short notice (≤2 weeks) will be prioritised
Why Join
• Opportunity to gain buy-side exposure across both operations and compliance
• Work closely with portfolio managers and investment teams
• High visibility role in a lean setup with strong learning opportunities
• Dynamic environment suited for individuals looking to broaden their skillsets
How to Apply
Simply submit your application by emailing your updated résumé (in MS Word format) to Wills Heng Wei He (EA Personnel Registration No: R1549842) at wills.heng@path-source.com
For immediate consideration, please include:
• Current and expected salary
• Reason(s) for leaving
• Availability to commence work
By submitting your application, you consent to the collection, use, and disclosure of your personal data to prospective employers for job placement purposes.
