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IQ-EQ

Senior Officer, Compliance AIFM

Full-time

Pasig City, Metro Manila

Quality Assurance / Control

2 months ago

THIS ROLESupport the Luxembourg-based Compliance team of the AIFM (IQ EQ Fund management (Luxembourg) S.A.) in preparing “Know Your Client” (KYC) file.....

THIS ROLE

Support the Luxembourg-based Compliance team of the AIFM (IQ EQ Fund management (Luxembourg) S.A.) in preparing “Know Your Client” (KYC) files for both onboarding of new relationships but also for the periodic review (or refresh) of the KYC documentation and for some ad-hoc requests from the Compliance team

WHAT YOU WILL DO

Review and analyze the necessary KYC documents received to onboard new relationships clients and to perform the periodic refresh of the KYR files (based on a risk-based approach);
Generate and manage reports on KYC files, including creating checklists to track document statuses for each relationship;
Support implementation and maintenance of document collection procedures, including monitoring shared folders for updates;
Conduct checks using screening tools like WorldCheck for name screening against financial sanctions lists, PEPs, and regulatory enforcement entities;
Perform Adverse Media controls;
Support the AIFM Luxembourg Compliance team in ad-hoc requests such as Key performance indicators, preparation of compliance reports, support in some Compliance controls from the CMP (Compliance Monitoring Plan)
Escalate significant AML/CFT deficiencies and issues identified to the Compliance team;
Provide support to the Compliance department for any ad-hoc requests from various stakeholders (e.g. preparation of KYC files for control purposes, screening on prospects, etc);
Have a high level of autonomy and support other Manila team members with their questions

WHAT WE OFFER

Comprehensive remuneration: Motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
Wellbeing: Additional social benefits such as HMO coverage on your Day 1 with 2 dependents covered and group life and accident insurance
Annual leave: All our employees are entitled to 26 days paid leave (subject to change due to the job level of the position)
Hybrid working arrangement: We recognise the value of working flexibly and is keen to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangements
Support and development: We will ensure you have the right training, tools and development plan to grow and improve your skills every day

Quick Apply

IQ-EQ

Senior Officer, Operational Compliance Services

Full-time

Pasig City

Quality Assurance / Control

2 months ago

This RoleA review position responsible for ensuring quality and accuracy of AML/KYC and FATCA deliverables across all complexity levels. This role rev.....